Compliance Officer (Entry)
| Job Title: | Compliance Officer (Entry) |
| Our Client: | A Leading Korean Commercial Bank (NYC) |
| Country: | United States |
| Location: | New York NY |
| Specialisation: | Banking & Financial Services |
| Salary: | $50,000-$100,000 |
| Job Reference: | 5609 |
| Contact Person: | Rich CHO Managing Director |
| Contact Email: | rich.cho@cesna.com |
| Job Published: | 2024-11-16 |
Position
Compliance Officer (Entry)
About Our Client
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Job Summary
HR/GA Department
Job Description
- Manage and track open compliance findings or issues with appropriate business units to ensure compliance; in addition to, external communications, correspondences, and memorandums.
- ? Draft, manage and track department requests
- ? Manage CRA Donations and Partners List
- ? Manage Departmental Contracts
- ? Advise business units and personnel on compliance risks & controls in their on-going and proposed business activities.
- ? Assist in monitoring and communicating regulatory changes and guidance to Chief Compliance Officer.
- ? Manage the Bank’s annual compliance training schedule to ensure all staff in lending, operation, and administrative areas have taken required training, to keep track of employee progress, and to maintain supporting documentation and testing results relating to the compliance training.
Qualifications
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What's On Offer
Apply online or feel free to contact us directly for more information about the opportunity. Due to the high volume of applicant, we regret to inform that only shortlisted candidates will be notified. Thank you for your understanding.
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