Fund Compliance and Operation Manager
| Job Title: | Fund Compliance and Operation Manager |
| Our Client: | A Leading investment management company providing investment trust & mutual fund management |
| Country: | United States |
| Location: | New York NY |
| Specialisation: | Banking & Financial Services |
| Salary: | $50,000-$100,000 |
| Job Reference: | 5599 |
| Contact Person: | Rich CHO Managing Director |
| Contact Email: | rich.cho@cesna.com |
| Job Published: | 2024-11-01 |
Position
Fund Compliance and Operation Manager
About Our Client
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Job Summary
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Job Description
- - Oversee the compliance framework for fund operations, ensuring adherence to all applicable regulations and internal fund guidelines.
- - Monitor fund transactions and trading activities to ensure compliance with fund guidelines, regulatory requirements, and company policies.
- - Manage daily fund operations, including transaction oversight, NAV calculations, and reporting requirements.
- - Ensure compliance with SEC, FINRA, and other regulatory authorities.
- - Collaborate with internal teams and external auditors to maintain effective compliance practices.
- - Develop and implement operational processes to enhance efficiency and accuracy.
- - Provide strategic guidance to senior management on compliance and operational matters.
Qualifications
- - Minimum 3 years of experience in a related field.
- - In-depth knowledge of SEC and FINRA regulations.
- - Experience managing fund operations, including compliance monitoring, reporting, and oversight.
- - Strong organizational and analytical skills.
- - Proficiency in Korean (writing and speaking) is preferred
- - Ability to work effectively within cross-functional teams.
- - Exceptional attention to detail and problem-solving abilities
- - Must be legally authorized to work in the United States.
What's On Offer
Apply online or feel free to contact us directly for more information about the opportunity. Due to the high volume of applicant, we regret to inform that only shortlisted candidates will be notified. Thank you for your understanding.
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