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Head of Finance


Job Title: Head of Finance
Our Client: New Leader of IP Investment.
Country: United States
Location: Beverly Hills, CA 90210
Specialisation: Accounting & Finance
Salary: $200,000-$500,000
Job Reference: 5122
Contact Person: Rich CHO Managing Director
Contact Email: rich.cho@cesna.com
Job Published: 2024-02-03

Position

Head of Finance

About Our Client

  • Our client is a diverse group of music enthusiasts, tech-savvy innovators, creative minds, and dedicated team players. We believe that each individual talent brings our collection to new heights. Our values are centered around four core principles:
  • 1.Passion for Music: Music is at the heart of everything we do. While technology and trends may change, our love for great artists and songwriters will remain constant.
  • 2.Global Reach, Local Knowledge: Music is a universal language. We strive for success through communication and collaboration, and it can come from anywhere and reach everywhere.
  • 3.Innovation and Vision: We strive to push the boundaries and create the future through insightful information and imaginative thinking.
  • 4.Empowered by Diversity: Like the music we serve, we believe that our differences make us stronger.
  • Every talent can find a place to belong and grow their career.

Job Summary

  • 1.Security offering / Reg A filling
  • 2.IPO 증권발행 - “Underwriter” who worked in investment banks to act as underwriters for the IPO.
  • (IPO 증권발행에서 “주관사” IPO 진행 경험) - Specifically looking for someone Who worked at
  • “Investment Banking”
  • a. We are not looking for someone who worked on Accounting/ Planning / Analysis
  • b. We are looking for someone who have experience in Business Finance / Corporate Finance /
  • Corporate Strategies. (금융쪽에서 일했던 경험)
  • 3.8-12years experience

Job Description

  • ?Oversee the filing of the necessary documents including financial statements for Reg A offering
  • with the SEC
  • ?Will hold a regulatory leadership role in a Reg A Series LLC & Broker-Dealer Company.
  • ?Identify relevant regulatory requirements regarding an issuance of music asset via Reg A.
  • ?Lead-in-depth analysis of variances in Regulatory filing, incorporating the understanding of
  • accounting and regulatory issues and their impact, and present the financial results to Senior
  • Management and US Regulatory Agencies
  • ?Manage regulatory notifications, comment letters, and other communications as required.
  • Handle day-to-day regulatory and financial communications with counterparties.
  • ?Partner with Product Stakeholders as a financial domain expert to ensure necessary obligations
  • as security offering company and ensure appropriate documentation, including updating policies
  • and procedures as needed.
  • ?Accurate and timely reporting information to Senior management, the Business Unit and
  • externally to Regulatory bodies.
  • ?Act as the lead contact on questions related to rules and regulations of the SEC/FINRA and other
  • regulatory.
  • ?Oversee relevant security laws, regulations, and industry standards to ensure the company’s
  • operations are compliant.

Qualifications

  • ?Direct prior experience with financial services regulators (including FINRA and the SEC)
  • ?Prior experience with capital market or issuance of security
  • ?Ability to understand the business needs and partner with the business and control partners to
  • create pragmatic solutions.
  • ?Excellent verbal and written communication skills
  • ?Strong organizational and project management skills, ability to work independently, manage
  • complex projects and multitasks successfully in fast-paced and complex business environment.
  • ?Ability to develop, foster and maintain effective working relationships with diverse group of
  • people within the organization as well as with external stakeholders.

What's On Offer



Apply online or feel free to contact us directly for more information about the opportunity. Due to the high volume of applicant, we regret to inform that only shortlisted candidates will be notified. Thank you for your understanding.


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Contact

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Richard Cho

+1 201 567 8886 Ext.301

rich.cho@cesna.com

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